Wealth Management Registered Supervisor

Position Summary

The Account Supervisor is responsible for a wide variety of supervisory, compliance and risk functions. The successful candidate will maintain a controlled environment through adherence to Morgan Stanley Wealth Management Canada (MSWC) business ethics and practices, in addition to all MSWC policies and procedures. This role is a non-revenue sharing position that reports to the Chief Risk Officer of MSWC.

Roles & Responsibilities

The role requires a self‑starter with strong communication and problem‑solving skills, and the ability to work in a fast‑paced, collaborative environment. The candidate will also need to be comfortable working as part of a team with colleagues across a diverse range of functional groups.

Surveillance and Supervision

• Responsible for the First‑Tier supervision of retail accounts, including options conducted in order execution only and full‑service accounts.
• Facilitates any superv...