National Bank of Canada
Trade Surveillance Advisor in Capital Markets
Job Description
Step into the role of Trade Surveillance Advisor at National Bank, where you will focus on derivatives in a technology-enabled environment. Drive market integrity through your analytical expertise.
In this senior advisory position, you will be responsible for trade surveillance for listed derivatives. Your role involves collaborating with data analytics and compliance teams to refine processes and enhance surveillance accuracy. Your professional judgment will be key in navigating complex datasets to identify risks.
Key Responsibilities:
• Conduct pre and post-trade surveillance using advanced tools
• Investigate compliance alerts in transactional datasets
• Enhance data quality and detection in surveillance programs
• Collaborate with internal audits and regulatory bodies
• Contribute to complex surveillance initiatives and projects
Requirements:
• 3 to 5 years’ experience in trade surveillance or compliance
• Strong understanding of trading workflows and ...
In this senior advisory position, you will be responsible for trade surveillance for listed derivatives. Your role involves collaborating with data analytics and compliance teams to refine processes and enhance surveillance accuracy. Your professional judgment will be key in navigating complex datasets to identify risks.
Key Responsibilities:
• Conduct pre and post-trade surveillance using advanced tools
• Investigate compliance alerts in transactional datasets
• Enhance data quality and detection in surveillance programs
• Collaborate with internal audits and regulatory bodies
• Contribute to complex surveillance initiatives and projects
Requirements:
• 3 to 5 years’ experience in trade surveillance or compliance
• Strong understanding of trading workflows and ...