Nasdaq, Inc.
Surveillance Analyst (Fixed-term role)
Job Description
As a Surveillance Analyst you'll play a key role in supporting the integrity of our securities markets, supervising trading activity, analyzing disclosures, and helping ensure compliance with regulatory standards. You'll thrive in this role if you're diligent, curious, and motivated by meaningful work that contributes to fair and transparent markets.
Key Responsibilities
- Monitor exchange trading systems to detect potential violations of securities laws and flag irregularities for review.
- Support investigations into potentially problematic activity in securities markets, contributing to a fair and well‑functioning market environment.
- Analyze listed company disclosures for materiality and evaluate the need for temporary trading halts or escalation of potentially fraudulent filings.
- Assist with regulatory filings and withdrawals, ensuring accuracy and timely submission.
- Research regulatory filings, market disclosures, and trad...