CIRO / OCRI
Senior Membership Intake Examiner, TCC
Job Description
Position Title:
Membership Intake Senior Examiner (TCC) Department
Membership Intake Location: Vancouver, Calgary, Montreal and Toronto Status: Permanent Full-Time (Hybrid) Day in the life of: The Membership Intake Senior Examiner (TCC) is accountable for analyzing and independently verifying the accuracy and completeness of Dealer Member applications and transaction requests (“Dealer Member Transactions”). They will work directly with firms applying for CIRO membership as well as existing Dealer Members firms that propose changes to their business and operations. The Membership Intake Senior Examiner will possess expertise in areas related to Trading Conduct Compliance (TCC), including in-depth knowledge of Universal Market Integrity Rules (UMIR). Core Responsibilities: Perform subject matter expert review, analysis, and recommendation of assigned Dealer Member transactions from a TCC perspective, working in consultation with the relevant stakeholders within MI and w...
Membership Intake Senior Examiner (TCC) Department
Membership Intake Location: Vancouver, Calgary, Montreal and Toronto Status: Permanent Full-Time (Hybrid) Day in the life of: The Membership Intake Senior Examiner (TCC) is accountable for analyzing and independently verifying the accuracy and completeness of Dealer Member applications and transaction requests (“Dealer Member Transactions”). They will work directly with firms applying for CIRO membership as well as existing Dealer Members firms that propose changes to their business and operations. The Membership Intake Senior Examiner will possess expertise in areas related to Trading Conduct Compliance (TCC), including in-depth knowledge of Universal Market Integrity Rules (UMIR). Core Responsibilities: Perform subject matter expert review, analysis, and recommendation of assigned Dealer Member transactions from a TCC perspective, working in consultation with the relevant stakeholders within MI and w...