Canadian Investment Regulatory Organization
Senior Enforcement Investigator for Complaints
Job Description
Lead the investigation of regulatory complaints as a Senior Enforcement Investigator. Conduct detailed assessments and produce insightful reports in a dynamic hybrid setting.
In this strategic position within the Enforcement Department, you will play a pivotal role in safeguarding investor interests by investigating complaints. You will analyze documentation, collaborate with various departments, and support case assessment staff, while ensuring accurate reporting and compliance with regulatory standards. Your work will directly influence the operational integrity of Canada’s investment sector.
Key Responsibilities:
• Analyze financial documents from regulatory complaints
• Prepare reports with actionable recommendations
• Communicate findings and coordinate with internal teams
• Identify emerging trends and policy issues
• Support ongoing training for Case Assessment personnel
Requirements:
• Bachelor's degree in finance or economics
• 5-10 years in finan...
In this strategic position within the Enforcement Department, you will play a pivotal role in safeguarding investor interests by investigating complaints. You will analyze documentation, collaborate with various departments, and support case assessment staff, while ensuring accurate reporting and compliance with regulatory standards. Your work will directly influence the operational integrity of Canada’s investment sector.
Key Responsibilities:
• Analyze financial documents from regulatory complaints
• Prepare reports with actionable recommendations
• Communicate findings and coordinate with internal teams
• Identify emerging trends and policy issues
• Support ongoing training for Case Assessment personnel
Requirements:
• Bachelor's degree in finance or economics
• 5-10 years in finan...