Convera Holdings, LLC.
Senior Compliance Officer - Derivatives Regulatory Affairs
Job Description
Advance your career as a Senior Compliance Officer focused on derivatives. Ensure compliance with Canadian and US regulations while managing oversight responsibilities in a hybrid role.
Based in Toronto, this role requires an experienced professional to oversee derivatives compliance for North America. Key tasks include advising sales teams on regulatory standards, performing monitoring activities, and building strong relationships with regulators. You will also be responsible for compliance training and policy development across the regions.
Key Responsibilities:
• Provide critical oversight for derivatives compliance
• Advise on regulatory frameworks for derivatives products
• Ensure compliance with CSA and CFTC regulations
• Liaise with US and Canadian regulators
• Monitor and test compliance controls for efficacy
Requirements:
• University degree in finance, law, or economics
• Proven experience in markets or derivatives compliance
• In-depth knowle...
Based in Toronto, this role requires an experienced professional to oversee derivatives compliance for North America. Key tasks include advising sales teams on regulatory standards, performing monitoring activities, and building strong relationships with regulators. You will also be responsible for compliance training and policy development across the regions.
Key Responsibilities:
• Provide critical oversight for derivatives compliance
• Advise on regulatory frameworks for derivatives products
• Ensure compliance with CSA and CFTC regulations
• Liaise with US and Canadian regulators
• Monitor and test compliance controls for efficacy
Requirements:
• University degree in finance, law, or economics
• Proven experience in markets or derivatives compliance
• In-depth knowle...