IGM Financial
Senior Compliance Manager Position
Job Description
Join IGM Financial's Compliance Department as a Senior Manager, leading compliance initiatives across Canada. This role involves supervising a team, adhering to regulatory standards, and enhancing company policies in a dynamic hybrid setting.
As a Senior Manager, you'll play a pivotal role in overseeing compliance activities and supporting your team through various challenges. Your responsibilities will include guiding staff, analyzing trends, and liaising with regulatory bodies while ensuring compliance with CIRO regulations.
Key Responsibilities:
• Lead and coach compliance supervision team workload
• Directly manage escalated compliance cases and issues
• Prepare reports on compliance trends for senior management
• Participate in cross-division initiatives and projects
• Conduct research and respond to compliance inquiries
Requirements:
• 6-10 years of compliance experience in financial services
• Backg...
As a Senior Manager, you'll play a pivotal role in overseeing compliance activities and supporting your team through various challenges. Your responsibilities will include guiding staff, analyzing trends, and liaising with regulatory bodies while ensuring compliance with CIRO regulations.
Key Responsibilities:
• Lead and coach compliance supervision team workload
• Directly manage escalated compliance cases and issues
• Prepare reports on compliance trends for senior management
• Participate in cross-division initiatives and projects
• Conduct research and respond to compliance inquiries
Requirements:
• 6-10 years of compliance experience in financial services
• Backg...