Senior Compliance Manager, Advisory (Mutual Fund Dealer)

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This is a leadership role within BMO’s Compliance team, supporting BMO Investments Inc., our mutual fund dealer. You’ll lead a team that provides practical, forward‑looking compliance advice, while also helping ensure our compliance program is strong, effective, and aligned with regulatory expectations.

In this role, you’ll oversee key second‑line compliance activities across the dealer, including risk assessments, effective challenge, monitoring, and testing. Your team will both perform and challenge compliance work to ensure we meet requirements set by securities regulators, self‑regulatory organizations, and BMO’s Enterprise Compliance Program. Your guidance and recommendations will directly impact how the business manages risk and responds to regulatory expectations.

You’ll play a central role in regulatory exams, regulatory change initiatives, and...