Wellington-Altus
Senior Compliance Leadership Role at Wellington-Altus
Job Description
Join Wellington-Altus Financial as an Associate Vice-President, Compliance in Toronto. This position focuses on strengthening compliance programs through expert analysis and team collaboration.
In this senior role, you will be responsible for maintaining a strong control environment and ensuring adherence to industry regulations. As a key member of the Compliance team, you will apply your decade of financial services experience to drive enhancements in supervision and compliance initiatives. You'll closely collaborate with senior leadership and regulators to promote an organization-wide culture of compliance.
Key Responsibilities: • Oversee review and approval of trade alerts and KYC documentation • Drive initiatives for improving compliance supervision • Identify and address regulatory trends and risks • Act as a senior representative for compliance audits • Guide teams on evolving regulatory definitions and standards
Requirements: • Bachelor’s degree in bus...
In this senior role, you will be responsible for maintaining a strong control environment and ensuring adherence to industry regulations. As a key member of the Compliance team, you will apply your decade of financial services experience to drive enhancements in supervision and compliance initiatives. You'll closely collaborate with senior leadership and regulators to promote an organization-wide culture of compliance.
Key Responsibilities: • Oversee review and approval of trade alerts and KYC documentation • Drive initiatives for improving compliance supervision • Identify and address regulatory trends and risks • Act as a senior representative for compliance audits • Guide teams on evolving regulatory definitions and standards
Requirements: • Bachelor’s degree in bus...