Job Description
Step into a pivotal role at RBC Capital Markets in Toronto as a Senior Compliance Advisor specializing in fixed income regulations. This position offers a chance to work in a dynamic environment influencing compliance practices.
In this associate director role, you will provide regulatory guidance to business units, translate complex regulations into actionable solutions, and contribute to compliance projects under the guidance of senior leadership. Your analytical skills and attention to detail will aid in identifying compliance vulnerabilities and enhancing operational practices.
Key Responsibilities:
• Serve as an expert on Canadian fixed income regulations
• Provide timely compliance advice to business stakeholders
• Contribute to policy development for compliance programs
• Engage with regulatory bodies and manage inquiries
• Support compliance monitoring and risk identification efforts
Requirements:
• Bachelor’s degree in law, finance, or related field<...
In this associate director role, you will provide regulatory guidance to business units, translate complex regulations into actionable solutions, and contribute to compliance projects under the guidance of senior leadership. Your analytical skills and attention to detail will aid in identifying compliance vulnerabilities and enhancing operational practices.
Key Responsibilities:
• Serve as an expert on Canadian fixed income regulations
• Provide timely compliance advice to business stakeholders
• Contribute to policy development for compliance programs
• Engage with regulatory bodies and manage inquiries
• Support compliance monitoring and risk identification efforts
Requirements:
• Bachelor’s degree in law, finance, or related field<...