Manulife Financial
Senior Branch Manager at Manulife
Job Description
Lead compliance as a Senior Branch Manager with Manulife in Montreal, Quebec. This hybrid role involves oversight, training, and enhancing advisor compliance culture within the firm.
As a Senior Branch Manager, you will supervise Tier 1 advisors registered with CIRO and ensure a robust compliance framework. The position requires a blend of management skills, financial services expertise, and regulatory adherence. You'll work closely with teams, approving trades, providing essential training, and investigating compliance concerns.
Key Responsibilities:
• Supervise Tier 1 advisor compliance activities daily
• Review and approve trade reports monthly and quarterly
• Provide compliance training to advisor teams
• Conduct investigations regarding complaints and inquiries
• Perform annual branch reviews to maintain standards
Requirements:
• Minimum 3-5 years in financial services, preferably with CIRO
• Must qua...
As a Senior Branch Manager, you will supervise Tier 1 advisors registered with CIRO and ensure a robust compliance framework. The position requires a blend of management skills, financial services expertise, and regulatory adherence. You'll work closely with teams, approving trades, providing essential training, and investigating compliance concerns.
Key Responsibilities:
• Supervise Tier 1 advisor compliance activities daily
• Review and approve trade reports monthly and quarterly
• Provide compliance training to advisor teams
• Conduct investigations regarding complaints and inquiries
• Perform annual branch reviews to maintain standards
Requirements:
• Minimum 3-5 years in financial services, preferably with CIRO
• Must qua...