Job Description
Is This Role Right for You? In this role, you will:
- Act primarily as Officer in Charge (OIC) and lead the planning, execution and reporting of Global trade surveillance Compliance Audit by assessing the control effectiveness and Bank’s adherence to the regulatory requirements and standards; may also execute assigned audit activities independently as a team member under the direction of the OIC on other assignments.
- Have a deep expertise in understanding and detection of market abuse scenarios along with prevalent regulations, laws, and industry best practices, and assist in the development and execution of a comprehensive and strategic audit plan for Global Compliance Trade Surveillance, ensuring auditable entities remain within cycle.
- Exercise sound knowledge of products (such as Equities, Debt, derivatives, ETFs, FX, etc.), business, and technical expertise to effectively challenge management to improve the control environment.
- Asse...