Wealthsimple
Regulatory Compliance Manager - Mortgages
Job Description
Enhance compliance standards for Wealthsimple Mortgages as the Regulatory Compliance Manager focused on Quebec. This bilingual role combines leadership with strategic compliance initiatives in a flexible work setting.
You will report to the Director, Principal Mortgage Broker, and be the front-line leader in nurturing our broker presence in Quebec. A compliance-native mindset is essential, as you will manage licensing and ensure best practices across all provinces. Your ability to utilize AI tools will streamline compliance workflows and audits.
Key Responsibilities:
• Manage brokerage licensing and compliance oversight in Quebec
• Develop and audit mortgage compliance processes
• Integrate AI solutions for enhancing workflows
• Lead national broker licensing and compliance tracking
• Collaborate with legal and operations teams on policies
Requirements:
• 5+ years of experience in compliance or mortgage brokering
• Must have a current Quebec mortgage broke...
You will report to the Director, Principal Mortgage Broker, and be the front-line leader in nurturing our broker presence in Quebec. A compliance-native mindset is essential, as you will manage licensing and ensure best practices across all provinces. Your ability to utilize AI tools will streamline compliance workflows and audits.
Key Responsibilities:
• Manage brokerage licensing and compliance oversight in Quebec
• Develop and audit mortgage compliance processes
• Integrate AI solutions for enhancing workflows
• Lead national broker licensing and compliance tracking
• Collaborate with legal and operations teams on policies
Requirements:
• 5+ years of experience in compliance or mortgage brokering
• Must have a current Quebec mortgage broke...