Canadian Investment Regulatory Organization
Registration Officer with CIRO
Job Description
Become a key player at the Canadian Investment Regulatory Organization (CIRO) as a Registration Officer in a hybrid role. Ensure regulatory compliance while reviewing registration applicants meticulously.
As part of the Registration team at CIRO, you will be responsible for evaluating registration applications and maintaining the integrity of the registration process. This full-time, permanent position offers a unique opportunity to work in a dynamic environment focused on protecting Canadian investors. Your proactive approach will be essential in this role.
Key Responsibilities:
• Evaluate moderate complexity registration filings
• Provide quality reviews of applications and notices
• Request additional information as needed from filers
• Keep detailed records in accordance with CIRO policies
• Report urgent regulatory concerns to management
Requirements:
• Strong knowledge of CIRO rules and related policies
As part of the Registration team at CIRO, you will be responsible for evaluating registration applications and maintaining the integrity of the registration process. This full-time, permanent position offers a unique opportunity to work in a dynamic environment focused on protecting Canadian investors. Your proactive approach will be essential in this role.
Key Responsibilities:
• Evaluate moderate complexity registration filings
• Provide quality reviews of applications and notices
• Request additional information as needed from filers
• Keep detailed records in accordance with CIRO policies
• Report urgent regulatory concerns to management
Requirements:
• Strong knowledge of CIRO rules and related policies