Job Description
Take the next step in your compliance career at Questrade Financial Group. As a Compliance Manager, you will ensure adherence to complex regulations and enhance operational integrity in a hybrid model.
In this vital role, you will manage compliance programs and support business functions by ensuring adherence to existing laws and regulations. You will collaborate closely with regulators and internal teams to align Questrade’s practices with industry standards. Ideal candidates will showcase relevant experience and a proactive approach to compliance challenges.
Key Responsibilities:
• Ensure operational compliance with regulatory frameworks
• Document and implement compliance policies and practices
• Facilitate audits with CIRO and OSC regulators
• Coordinate compliance training and staff communication
• Analyze compliance issues and recommend improvements
Requirements:
• Degree in a related discipline
• Minimum 5 years of experience in compliance
• Know...
In this vital role, you will manage compliance programs and support business functions by ensuring adherence to existing laws and regulations. You will collaborate closely with regulators and internal teams to align Questrade’s practices with industry standards. Ideal candidates will showcase relevant experience and a proactive approach to compliance challenges.
Key Responsibilities:
• Ensure operational compliance with regulatory frameworks
• Document and implement compliance policies and practices
• Facilitate audits with CIRO and OSC regulators
• Coordinate compliance training and staff communication
• Analyze compliance issues and recommend improvements
Requirements:
• Degree in a related discipline
• Minimum 5 years of experience in compliance
• Know...