Job Description
Join TD Wealth as a Product Due Diligence Manager, leading policy implementation and enhancing investment offerings with your expertise. Drive compliance, product monitoring, and due diligence to optimize quality.
In this pivotal role, reporting to the Senior Manager, you will manage TD Wealth's product shelf while ensuring adherence to regulatory expectations. Your focus will be on optimizing product approval standards, implementing comprehensive controls, and curating outstanding investment options that mitigate risk effectively.
Key Responsibilities:
• Implement policies from management and the Investment Risk Committee
• Ensure compliance with product approval standards
• Participate in the product shelf due diligence process
• Identify and mitigate risks associated with investment products
• Serve as a subject-matter expert on investment strategies
Requirements:
• Over 5 years of experience in investment management
• CFA designation preferred
• Kno...
In this pivotal role, reporting to the Senior Manager, you will manage TD Wealth's product shelf while ensuring adherence to regulatory expectations. Your focus will be on optimizing product approval standards, implementing comprehensive controls, and curating outstanding investment options that mitigate risk effectively.
Key Responsibilities:
• Implement policies from management and the Investment Risk Committee
• Ensure compliance with product approval standards
• Participate in the product shelf due diligence process
• Identify and mitigate risks associated with investment products
• Serve as a subject-matter expert on investment strategies
Requirements:
• Over 5 years of experience in investment management
• CFA designation preferred
• Kno...