Job Description
Lead product oversight as the Product Due Diligence Manager for TD Wealth. Drive policy implementation, product monitoring, and due diligence to enhance investment offerings.
In this role, you will report to the Senior Manager while contributing to the curation and management of TD Wealth's product shelf. With a focus on compliance and regulatory expectations, you'll optimize product approval standards and create comprehensive shelf controls. Your expertise will not only enhance product quality but also safeguard against potential risks associated with investment products.
Key Responsibilities:
- Implement policies approved by management and the Investment Risk Committee
- Oversee compliance with product approval standards and procedures
- Participate in product shelf due diligence and onboarding efforts
- Identify and mitigate risks related to the product shelf
- Serve as a subject-matter expert on investment strategies ...