Job Description
Explore a contract role at RBC in Toronto as an OTC Derivatives Regulatory Compliance Analyst. Ensure adherence to global trade reporting regulations with a focus on detail and accuracy.
You will be responsible for maintaining compliance with various regulatory requirements affecting OTC derivatives, including CFTC and EMIR. Your key duties will include performing daily reconciliations, conducting investigations for regulatory rejections, and monitoring exceptions across systems. This role is critical for ensuring regulatory mandates are met and operational risks are minimized.
Key Responsibilities:
• Execute trade reporting reconciliations and monitor compliance
• Investigate issues leading to trade reporting exceptions
• Manage daily exception monitoring and reporting processes
• Collaborate with various teams to resolve regulatory challenges
• Document business processes and suggest improvements
Requirements:
• Minimum 1 year of operational experience in a...
You will be responsible for maintaining compliance with various regulatory requirements affecting OTC derivatives, including CFTC and EMIR. Your key duties will include performing daily reconciliations, conducting investigations for regulatory rejections, and monitoring exceptions across systems. This role is critical for ensuring regulatory mandates are met and operational risks are minimized.
Key Responsibilities:
• Execute trade reporting reconciliations and monitor compliance
• Investigate issues leading to trade reporting exceptions
• Manage daily exception monitoring and reporting processes
• Collaborate with various teams to resolve regulatory challenges
• Document business processes and suggest improvements
Requirements:
• Minimum 1 year of operational experience in a...