Managing Director - Chief Compliance Officer, Capital Markets Canada

Responsibilities

• Leads the second line Capital Markets Compliance team in performing their responsibilities in relation to regulatory, strategic, and reporting initiatives.
• Acts as a centralized compliance resource to identify synergies across line of business-specific compliance programs and develop best practices.
• Acts as a subject matter expert and thought leader on a targeted initiative impacting one or more Compliance pillars.
• Develops the policy, programs and strategy governing the Global Control Room with a view to seeking consistent execution across all geographic pillars.
• Serves as the principal interface with Capital Markets first line controls leaders aligning the first- and second-line programs.
• Oversees the Volcker advisory and reporting functions in partnership with the US Compliance Program.
• Acts as a primary liaison between Capital Markets Compliance and Capital Markets operating group, ot...