Foresters Financial Services, Inc.
Director of Annuity Suitability & Compliance Role
Job Description
Step into the pivotal role of Director, Annuity Suitability & Compliance at Foresters Financial, a remote or hybrid opportunity overseeing the new fixed annuity program across the U.S.
In this key leadership position, you report directly to the Chief Compliance Officer and lead a team focused on maintaining stringent compliance standards for fixed/indexed annuities. Your insights and experience will shape the suitability function, ensuring team efficacy and regulatory adherence as the program rolls out across 49 states.
Key Responsibilities:
• Lead the design and workflow of suitability processes
• Oversee compliance with internal policies and regulatory standards
• Manage review workflows to meet organizational expectations
• Represent Foresters in industry discussions
• Enhance ongoing compliance programs
Requirements:
• 10+ years of experience in annuities and compliance
• Proficiency in fixed/indexed annuity markets
• Strong interpersonal and commun...
In this key leadership position, you report directly to the Chief Compliance Officer and lead a team focused on maintaining stringent compliance standards for fixed/indexed annuities. Your insights and experience will shape the suitability function, ensuring team efficacy and regulatory adherence as the program rolls out across 49 states.
Key Responsibilities:
• Lead the design and workflow of suitability processes
• Oversee compliance with internal policies and regulatory standards
• Manage review workflows to meet organizational expectations
• Represent Foresters in industry discussions
• Enhance ongoing compliance programs
Requirements:
• 10+ years of experience in annuities and compliance
• Proficiency in fixed/indexed annuity markets
• Strong interpersonal and commun...