Job Description
What is the opportunity?
The Director, Compliance is a leader within the regulatory compliance team that is responsible for compliance oversight and advisory support for RBC Global Asset Management (RBC GAM) in Canada which includes an institutional asset management division, investment fund manager, exempt market dealer, and mutual fund dealer. Reporting into, and working closely with, the Managing Director, Compliance & CCO, this role is instrumental in the overall management and success of the team, leading the team’s operations, including ensuring the team delivers its strategic objectives and initiatives, executes its ongoing responsibilities with RBC GAM and Enterprise Compliance, and fulfill its reporting and second line of defense Regulatory Compliance Management (RCM) obligations.
What will you do?
- Support the CCO and team in executing strategic objectives, lead/complete key team initiatives and projects, drive organizational readiness a...