Control Management - Senior Associate

Job Description

The Client Onboarding & Documentation (CO&D) utility is seeking a highly talented Associate to join one of the functional arms of the CO&D Global Controls Team. The team ensures a robust control environment for Wholesale Know Your Customer (KYC) Operations and Digital Document Services (DDS) teams through proactive identification and timely remediation of risk.

This individual will work across multiple business and cross‑functional organizations as a member of the Exam Management team. Exam Management is responsible for managing AML/KYC engagements—including regulatory exams, regulatory reporting, internal and external audits, and compliance tests—alongside special projects worldwide. The role collaborates with WKO KYC Operations, DDS teams, WKO Policy & Procedure, and GFCC Compliance during AML/KYC engagements.

This position manages a caseload of KYC engagements and regulatory reporting activities, following protocols for pre‑exam prepar...