Job Description
Drive compliance excellence at ivari as a Compliance Testing Manager. This role focuses on conducting audits and reviews to ensure regulatory adherence in a supportive workplace culture.
In your capacity as Compliance Testing Manager, you will be an integral member of the Distribution Compliance team, conducting vital compliance testing and audits. You’ll analyze data against regulatory standards and recommend improvements to enhance internal processes. Your contributions will help ensure the company's commitment to compliance and operational effectiveness.
Key Responsibilities:
• Lead annual MGA compliance review surveys
• Review information for quality and compliance
• Conduct controls testing and track results
• Prepare findings and monitor remediation status
• Support market conduct reviews of life insurance agents
Requirements:
• Relevant post-secondary education
• CPA, CMA, CGA, CIA or equivalent designation
• Experience: Minimum 7 years in contro...
In your capacity as Compliance Testing Manager, you will be an integral member of the Distribution Compliance team, conducting vital compliance testing and audits. You’ll analyze data against regulatory standards and recommend improvements to enhance internal processes. Your contributions will help ensure the company's commitment to compliance and operational effectiveness.
Key Responsibilities:
• Lead annual MGA compliance review surveys
• Review information for quality and compliance
• Conduct controls testing and track results
• Prepare findings and monitor remediation status
• Support market conduct reviews of life insurance agents
Requirements:
• Relevant post-secondary education
• CPA, CMA, CGA, CIA or equivalent designation
• Experience: Minimum 7 years in contro...