Compliance Assistant 12 months FTC, Brokerage

The securities brokerage arm of an established and highly regarded international bank seeks a juniorpliance generalist to cover 12 months of maternity leave. The role will support the Head ofpliance & MLRO as part of a small, flat-structured team covering all aspects of thepliance Monitoring Programme. Duties are far ranging, epassing transaction monitoring, PA dealing, gifts log, SMCR, voice & electronicmunications surveillance and FCA Reg data returns. Candidates are sought with at least 6-12 months' generalistpliance experience gained in a wholesale/institutional financial services setting. It is critical to be immediately available and currently eligible to work in the UK without visa sponsorship. This is an excellent opportunity to further broaden your skills-set in a supportive environment offering exposure to senior stakeholders. #4793012 - Simeon Hall