Industrial and Commercial Bank of China (Canada)
Compliance Analyst, Testing
Job Description
Department / Branch: Compliance Department
Reports To: AML Governance Consultant
Employment Type: Full-Time Permanent / Contract
Location: Toronto Downtown Head Office
Responsibilities
- Assist in the implementation of the bank-wide RCM Program.
- Support independent Monitoring and Testing, Quality Assurance programs to ensure compliance with regulatory requirements and the Bank’s policies & procedures.
- Assist in the maintenance and execution of the Bank's Compliance Testing procedures.
- Assist with developing/updating policies and procedures based on updated regulatory requirements, and/or changed business processes, and monitor their implementation.
- Responsible for identifying and documenting issues, collaborate with relevant stakeholders to develop action plans for issue resolution, ensure all issues are tracked and resolved in a timely manner.
- Coordinate Compliance related projects, follow up wi...