Chief Compliance Strategist For Investments Toronto

Direct compliance initiatives as a Chief Compliance Officer. Ensure effective compliance with Canadian and US regulations while fostering risk awareness across the organization. This critical position involves overseeing the compliance program, engaging with regulators, and ensuring accurate reporting. You will establish compliance monitoring plans and deliver necessary training to employees. Providing insights to senior management will be essential in developing a robust compliance culture. Key Responsibilities

Lead compliance strategy implementation across regulations Engage with regulators for inquiries and reviews Monitor timely and accurate regulatory filings Establish compliance testing and monitoring frameworks Conduct ongoing compliance training for teams Requirements

At least 3 years of relevant compliance experience Must be registrable as a chief compliance officer Chartered Accountant or legal background preferred Familiarity with Canadian securities regula...