Job Description
Responsibility:
Responsible for the overall leadership of the 2nd line of defense compliance function in Asia, including, but not limited to, anti-money laundering and anti-terrorist financing, sanctions compliance, fraud prevention, privacy, distribution compliance (including 2nd line oversight of distributor conduct, cross border sales compliance, and OSFI Guideline B-10 requirements as they apply to distributors), customer fair dealing, marketing material reviews, compliance training, and the Asia Segment implementation of Manulife’s legislative and regulatory compliance management program. This includes:
Providing leadership and direction to Market Business Unit Compliance Officers.
Managing external relations with regulators and industry associations.
Leading and managing oversight of Asia Segment Markets to ensure that Regulatory risks are appropriately managed and that effective regulatory compliance management con...