Bank of Montreal
Business Compliance Manager Role at BMO
Job Description
Shape BMO’s compliance landscape as the Business Compliance Manager. Focus on regulatory adherence, monitoring compliance risk, and contributing to business integrity and governance.
You will execute compliance frameworks, support regulatory guidance implementation, and manage personal trade monitoring strategies. This role calls for strong analytical skills to assess the impact of operational changes and ensure compliance across various departments. Engaging with stakeholders to facilitate compliance-related activities will be key to your success.
Key Responsibilities:
• Implement and manage compliance monitoring operations
• Review and report on compliance violations and risks
• Engage with teams on compliance initiatives and changes
• Provide training and guidance on regulatory requirements
• Oversee filing preparations and annual risk assessments
Requirements:
• 3-5 years of experience in compliance within Asset Management
• Education in finance or a r...
You will execute compliance frameworks, support regulatory guidance implementation, and manage personal trade monitoring strategies. This role calls for strong analytical skills to assess the impact of operational changes and ensure compliance across various departments. Engaging with stakeholders to facilitate compliance-related activities will be key to your success.
Key Responsibilities:
• Implement and manage compliance monitoring operations
• Review and report on compliance violations and risks
• Engage with teams on compliance initiatives and changes
• Provide training and guidance on regulatory requirements
• Oversee filing preparations and annual risk assessments
Requirements:
• 3-5 years of experience in compliance within Asset Management
• Education in finance or a r...