Analyst, Regulatory Reporting (Portfolio Reconciliation)

What is the opportunity?

The CM Canadian Regulatory Services group is responsible for ensuring the ever‑changing regulatory reporting requirements imposed by various global regulators for OTC Derivatives are successfully implemented and executed. This role is responsible for ensuring compliance with the trade reporting regulations, including but not limited to CFTC, SEC and CSA Trade Reporting for OTC Derivatives trading. The role will involve daily reconciliations and exception monitoring, investigation, issue management and MI reporting.

Responsibilities

• Counterparty reconciliations to Global Trade Repository
• Perform onboarding processes related to portfolio reconciliation
• Ensure any portfolio reconciliation discrepancies are actively investigated with counterparties and follow‑up on resolution in a timely manner
• Perform daily and weekly trade reporting reconciliations
• Perform investigations and determine root ca...